Notification of the Capital Market Supervisory Board Translated Version as of ………………… Readers should be aware that only the original Thai text has legal force and that this English translation is

THE NOTIFICATION OF THE CAPITAL MARKET SUPERVISORY BOARD (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is

long term capital under paragraph one, prior one year from the date of investment or holding of the assets or the effective date of the contract, just in the case of necessity and appropriately, by

category of mutual fund or private fund management, or derivatives investment management company; “ fund ” means mutual fund and private fund; “ investor ” means any person interested in investing in capital

of mutual fund or private fund management, or derivatives investment management company. “ fund ” means mutual fund and private fund. “ investor ” means any person interested in investing in capital

investment in securities and assets that may cause conflict of interest (10) Warning on the risk to clients that capital and interest (remuneration) may not be refunded in an amount equals to the capital in

brokerage of debt securities or investment units, shall have paid-up registered capital of not less than five hundred million baht, effective from 1 January 2012 onwards. Clause 3. The securities company

(Effective from 16 February 2018). 3 Repealed by the Notification of the Capital Market Supervisory Board No. Tor Thor. 67/2563 Re: Provision of Services to Clients regarding Investment in Capital Market

represents that the Securities and Exchange Commission, the Capital Market Supervisory Board or the Office of Securities and Exchange Commission have suggested investment in the offered units of the CIS; nor

shall comply with the regulations under Chapter 7; (8) capital market product trading service with limited discretion according to clients’ pre-determined investment scope shall comply with the