for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
company shall inform the unitholders at least 3 business days before the effective date. . (b) Where the mutual fund management company wishes to collect fees or expenses higher than the ceiling
following rules: 3.1 Pay for the investment units based on the NAV as of the business day before the effective date of the conversion into an open-end mutual fund; 3.2 Make the payment for the investment
company shall inform the unitholders at least 3 business days before the effective date. . (b) Where the mutual fund management company wishes to collect fees or expenses higher than the ceiling
following rules: 3.1 Pay for the investment units based on the NAV as of the business day before the effective date of the conversion into an open-end mutual fund; 3.2 Make the payment for the investment
, applicable to all directors, executives, employees and staff of the company. 1.2.4 The board should ensure effective implementation including regular communication of the company’s policies and guidelines to
management of IT resources, including criteria to identify IT priorities, that takes into consideration the company’s business model. Principle 6 Strengthen Effective Risk Management and Internal Control
group comprise independent audit regulators from four ASEAN jurisdictions, namely the Audit Oversight Board of Malaysia (AOB), the Accounting and Corporate Regulatory Authority of Singapore
company secretary? In case of commission of a legal offence, unintentionally or dishonestly, how would the company secretary be penalized? A: The person(s) with the management authority shall hold
company secretary? In case of commission of a legal offence, unintentionally or dishonestly, how would the company secretary be penalized? A: The person(s) with the management authority shall hold