Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 28/01/2021

violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime

structure, operating system, and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 1/2023

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an

), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint

case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.243(1) in conjunction with 244(1)(2)(3) Criminal Complaint Filed with an Inquiry Official

condition. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.243(1) in conjunction with 244(1)(2)(3) Criminal Complaint Filed with an Inquiry

, the conduct of them affected the price or volume of Aira shares to be inconsistent with the normal market condition. This case is in the process of inquiry by the inquiry official of Economic Crime

. Consequently, the conduct of them affected the price or volume of Aira shares to be inconsistent with the normal market condition. This case is in the process of inquiry by the inquiry official of Economic Crime