Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
Prospectus for Offering of Investment Units of Retail Mutual Funds, Mutual Funds for Accredited Investors and Mutual Funds for Institutional Investors
Work System, Contact with Investors and General Business Operation of Trustees
Re: Determination of Characteristics of Investors for the Purpose of Notifications Relating to Bills
Rules, Conditions and Procedures for Establishment and Management of Mutual Funds for Foreign Investors [Thai Trust Fund]