Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
will then recommend to the Cabinet a person considered appropriate to be appointed as SEC Secretary-General.For more information, please contact Legal Counsel and Administrative Law Department, the SEC
moratorium relief of Zipmex Group and to contact its clients deemed as creditors before 17.00 hours today in order for them to be eligible to attend the case conference in Singapore Court tomorrow. Zipmex
, identification number, bank account number and contact information. Instead, the AMCs practically make the payment out of the fund by issuing cheques to PVD members after being notified by their employers about
website, or contact Intermediaries Policy Department via email: insec@sec.or.th. The public hearing ends on 30 September 2019.
company will continue to open the BX.in.th website only as a method for customers to contact the company about outstanding issues…” More details are available at https://bx.in.th/. With concerns of
inquiries, please contact the Human Resources Department at Tel: 0-2263-6173 during office hours: 8.30 ? 16.30 hours or email: poomtham@sec.or.th. Application deadline is 20 February 2018
further inquiries, please contact SEC Public Service Center Hotline 1207 or the SEC Live Chat on the SEC website. ________________________