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Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of

https://www.sec.or.th/EN/Documents/BusinessOperator/summaryACMF.pdf

The SEC rejects deadline extension for EARTH special audit report and shall inspect executives? duty performance

the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=6851

SEC files a criminal complaint against IFEC executive for performing duty dishonestly

B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6772

SEC penalizes an investment consultant for 5 years due to duty performance without loyalty, causing damage to clients

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8075

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Qualification of Settlor of Trust and Trustee and Conduct and Duty of Trustee

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=727

Company Profile - JUBILEE ENTERPRISE PUBLIC COMPANY LIMITED

Company Profile - JUBILEE ENTERPRISE PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:07 Company Profile JUBILEE ENTERPRISE PUBLIC COMPANY LIMITED

https://market.sec.or.th/public/idisc/en/companyprofile/listed/JUBILE

Company Profile - D.T.C. Enterprise Public Company Limited

Company Profile - D.T.C. Enterprise Public Company Limited สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:18 Company Profile D.T.C. Enterprise Public Company

https://market.sec.or.th/public/idisc/en/companyprofile/listed/DTCENT

Company Profile - I2 Enterprise Public Company Limited

Company Profile - I2 Enterprise Public Company Limited สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:15 Company Profile I2 Enterprise Public Company Limited

https://market.sec.or.th/public/idisc/en/companyprofile/listed/I2

Company Profile - S.KIJCHAI ENTERPRISE PUBLIC COMPANY LIMITED

Company Profile - S.KIJCHAI ENTERPRISE PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:16 Company Profile S.KIJCHAI ENTERPRISE PUBLIC

https://market.sec.or.th/public/idisc/en/companyprofile/listed/SKN

Company Profile - V.L. ENTERPRISE PUBLIC COMPANY LIMITED

Company Profile - V.L. ENTERPRISE PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:20 Company Profile V.L. ENTERPRISE PUBLIC COMPANY

https://market.sec.or.th/public/idisc/en/companyprofile/listed/VL