)........................................... Audit firm: ..……………duration of employment: …................years Position: .................................................................................................. (1.2) Since
Duration of activities At least 15 hours of participation in relevant activities during the past two calendar years prior to expiration of approval term. Session hours can be accumulated throughout the
keeping the password in the safe etc. and restriction for the necessary case only · Specifying the compliance period and instantly when that period had lapse. · Change the password strictly in case of the
. In this regards, guidelines for reviewing the mission, strategy, policy and operational plan in appropriate period or under circumstances shall be established. The determination of such mission
suit the market needs and to serve customers better. In addition, this will help reduce personnel training costs for securities companies which regularly organize in-house training. 3. Duration of
วันที่ลงทุนในทรัพย์สินหรือเข้าทำสัญญานั้น และมี portfolio duration ในขณะใดขณะหนึ่ง ไม่เกิน 3 เดือน เสี่ยงปานกลาง ค่อนข้างต่ำ 2 กองทุนรวมตลาดเงิน - มีนโยบายลงทุนในต่างประเทศบางส่วน แต่ไม่เกินร้อยละ 50
which clearly states that it shall hold the assets in which it has invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified
promotion which provides investors who invest in investment units with gifts, rights or any other benefits, such advertisement is permitted only when the promotion period, value and amount of gift, rights or
shall retain office for the remaining duration of the full term of the Chairman or commissioner whom he replaces. ( During the period when no appointment of the Chairman or a commissioner of the SEC has
Notification of the Securities and Exchange Commission Re: Rules and Period for Submitting a Report of the Securities Company, dated 18 May 1992, the Office of the Securities and Exchange Commission hereby