Bangkok, August 13, 2014 ? The SEC allows mutual fund for accredited investors (AIs) to invest in derivatives without investment limit, adding more investment choices for AIs. Vorapol Socatiyanurak
permissible products are more complicated, risky and similar to those AIs have been allowed to invest domestically such as unrated bond and foreign sukuk. Moreover, all investors will have more investment
the issuer’s core business. In any event, the issuer must not operate business in such a way that involves severely illegal business. For example, human trafficking, drug production or smuggling, or
involves severely illegal business. For example, human trafficking, drug smuggling or money laundering etc. Moreover, the issuer must not act in violation or non-compliance with the law, which may cause
funds for accredited investors (AIs) investing in securities listed on the exchanges in the Greater Mekong Sub-region (GMS) and mutual fund without derivatives investment limit. The SEC also urged the
บริษัทในกระดานซื้อขายหุ้นของธุรกิจเอสเอ็มอีที่จะเปิดให้ผู้ลงทุนเฉพาะประเภท Accredited Investors (AIs) ทำการซื้อขายได้ในอนาคต ซึ่งอาจมีการผ่อนปรนคุณสมบัติบางประการ เช่น ประสบการณ์งานสอบบัญชี เวลาการเซ็น
Notification of the Capital Market Supervisory Board.* SEC has therefore suspended {A}’s approval as a securities investment consultant for three months. However, since BBL has suspended her from performing
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
Investment Management Companies and Chief Executive Officer of BBL Asset Management Co.,Ltd., Win Udomrachtavanich, Chief of Executive Officer of One Asset Management Co., Ltd., and Kris Chantanotoke
,? she added.The 26 I Code endorsers are (1) Land and House Fund Management Co., Ltd., (2) One Asset Management Ltd., (3) SCB Asset Management Co., Ltd., (4) BBL Asset Management Co., Ltd., (5) Asset Plus