fund shall pay a dividend to the unitholders, in the case that the fund received dividend income from investment in  : (1.1) Property funds (type 1 fund) or  the domestic REITs ; (1.2) Foreign REITs  or

dealer” means (1) licensee to operate securities business in category of securities dealing; (2) licensee to operate securities business in category of securities dealing under foreign law ; (3) the Bank

income from investment in  : (1.1) Property funds (type 1 fund) or  the domestic REITs ; (1.2) Foreign REITs  or foreign funds with total investment in Thailand's property (directly or indirectly)  > 30

category of mutual fund management shall be carried out by syndication of financial institution and other legal entities as specified in the Ministerial Regulation No.4 (B.E. 2535) promulgated under the

is prepared by Legal Department with the sole purpose of  facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or

also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm.  As such, the auditing must be carried out

approval to offer debt securities for sale. This will allow the SEC to carry out a preliminary scrutiny of qualifications of issuers for investors. Disclosure – issuers are required to make complete and

Where an applicant for securities business license in the category of private fund management is a legal entity under Clause 2(1) to (5), but not a branch of foreign commercial bank or a foreign life

participating economies.    Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (“MOC") The MOC is the internationally agreed framework which sets out the rules and

Region Funds Passport (“MOC") The MOC is the internationally agreed framework which sets out the rules and conditions for public offerings of cross-border mutual funds under the Asia Region Funds Passport