accordance with the illustration attached in this Notification. Clause 7 Fees for applying a license and permitting license to undertake derivatives business under this Notification shall be as follows: (1) an

derivatives brokerage license form shall be in accordance with the illustration attached in this Notification. Clause 7 Fees for applying a license and permitting license to undertake derivatives business under

limiting disclosure of such password to the relevant authorized staff only; (3) determining a control system for drawing or using hardcopy forms relating to securities trading or reimbursement such as cheque

market products without awareness of necessarily fundamental information for investment; (2) shall not make such promotion to be a lucky draw or a manner of drawing lots for finding the client who gets a

(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...

more than two consecutive terms. When two years of the first term of office have elapsed, half of the board members shall be retired by means of drawing lots. Retirement from the office by means of