are representatives from the private sector, external experts. 7. Seek approval from SEC Board/CMSB/SEC Office before drafting the notification * 8. Draft the notification: Draft notifications shall
/PHS/Main/933/hearing412566en.pdf","File_Type":"PHS"}] [] [] [] [ 41/2566 ] Closed SEC Thailand’s public hearing on the draft regulations on the offering of investment token, the regulation regarding
documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC
lawsuits against nine offenders 24/07/2024 Download All Document No. 153/2024 SEC public hearing on draft ministerial regulations and draft regulations on securities and derivatives business licensing 24/07
fund manager with the following qualifications : (1) In the case of the selected fund manager being a director, executive or employee of another company, the mutual fund management company shall prove
contained in the registration statements, draft prospectus or any other information to be disclosed through the portal. Regulatory Summary Duties and qualifications Related Rules and Regulations The
transfer restriction, features of the instruments, draft terms and conditions and a Sukuk trustee appointment agreement (in case of secured Sukuk/ Sukuk with a Sukuk trustee). - Can be offered only to
. STEP 3: Selected companies must represent the industry or the selected companies must have a combined free float adjusted market capitalization not less than 15% of such industry. DJSI Emerging Markets