sanctions under Section 125. This case is under consideration of the Court of First Instance. DV Act S.Section 16 Criminal Complaint Filed with an Inquiry Official Dated 19/11/2015
Facebook account named "Japhoon", in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003
), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by
person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289
Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted
Miss Anongporn ThaninTharathan Miss Anongporn Thanintharatorn, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without
), Section 16 and subject to sanctions under Section 125. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 14/05/2014
under Section 125. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 14/05/2014
subject to sanctions under Section 125. This case is in the process of inquiry by the inquiry official. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 09/04/2014