must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities
there are adequate measures to manage conflicts of interest; There is no reason to doubt that the management mechanism will be unable to protect the rights of the shareholders or to treat the shareholders
the SET 5. Other criteria Criteria for authorizing IPO The past five years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important
i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As
i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As
. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October
in the area of Board Responsibilities: Step 2: Contacting the nominated companies to request additional information and arrange an interview with the Selection Sub-Committee: Step 3: Presenting the
in the area of Board Responsibilities: Step 2: Contacting the nominated companies to request additional information and arrange an interview with the Selection Sub-Committee: Step 3: Presenting the
the area. Regulatory Summary Status and structure Filing of application for an offer for sale of REIT units General provisions Offer for sale and allocation of units Information disclosure
Alternative Investment Fund Managers (AIFMD) with EU and European Economic Area (EEA) members. The AIFMD is European legislation which covers all non-UCITS funds in Europe or foreign funds marketing to