such service provider operates business, the intermediary may use the assessment results of the supervisory standards on hedge funds (Principle 28) instead. For the purpose of this Clause: The term
the Shariah Principle whereby the counter party comparable to the deposit accepter is the Islamic Bank of Thailand or a financial institution under foreign law and the counter party comparable to the
Supervisory Board concerning Investment of Funds. The index is in accordance with the principle-based guidelines (having a clearly defined objective, being broadly based, having index components that qualify as
International Organization of Securities Commissions (“IOSCO”) ตาม IOSCO’s 2013 assessment methodology และการปรับหลักเกณฑ์กำกับดูแลสำนักหักบัญชีและศูนย์รับฝากหลักทรัพย์ให้เป็นไปตาม Principle of Financial Market
ความต้องการของผู้ลงทุนภายใต้ความเสี่ยงที่ผู้ลงทุนยอมรับได้ โดยหลักเกณฑ์ดังกล่าวจะเป็นลักษณะ principle base เช่นเดียวกับหลักเกณฑ์การเป็นนายหน้าซื้อขายหลักทรัพย์ในตลาดหลักทรัพย์และการค้าตราสารหนี้ เพื่อที่
in such a manner that does not comply with the fair allocation principle; and (7) a person to whom an offeror of newly issued securities is not allowed to allocate securities under the Notification of
mutual fund so that such mutual fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (5) a person to whom an offeror of newly issued securities is not allowed
fund rating business which can be shown that the rules used in the mutual fund rating are based on academic principle and reflects the purpose of mutual fund rating without causing misunderstanding to
assets in accordance with the principle of fairness and consistency for all funds under its supervision, as specified by the rules and procedures of the Association upon the approval of the Office; (h
management company including related person which is the management in accordance with the principle aforesaid. Therefore, the Office hereby deems appropriately specifying this notification to protect any acts