incomes and expenses in the account of such investment policy while other incomes and expenses shall be distributed into every investment policy of the fund in proportion to each investment policy’s net
of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and
shall be distributed into every investment policy of the fund in proportion to each investment policy’s net asset value, and shall be recorded as incomes and expenses in the account of each investment
incurred from the management under a particular investment policy shall be recorded as incomes and expenses in the account of such investment policy while other incomes and expenses shall be distributed into
Technology) ท่ีเป็นประโยชน์ต่อการใหบ้ริการในตลาดทุน รวมทั้งสนบัสนุนใหเ้กิดการแข่งขนัและผลกัดนัให ้ ผูป้ระกอบธุรกิจเห็นความส าคญัของการปรับปรุงและพฒันาการใหบ้ริการอยูเ่สมอ ท าใหผู้ล้งทุนไดรั้บ บริการท่ีดี
ได ้ซ่ึงเป็นการส่งเสริมการพฒันาเทคโนโลยีทางการเงิน (Financial Technology) ท่ีเป็นประโยชน์ต่อการใหบ้ริการในตลาดทุน รวมทั้งสนบัสนุนใหเ้กิดการแข่งขนัและผลกัดนัให ้ ผูป้ระกอบธุรกิจเห็นความส าคญัของการปรับ
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
customer shall not be regarded as asset subject to seizure or attachment in the civil case and shall not be regarded as the bankruptcy estate which may be distributed among creditors of the derivatives
customer shall not be regarded as asset subject to seizure or attachment in the civil case and shall not be regarded as the bankruptcy estate which may be distributed among creditors of the derivatives