Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
Storage Property Fund (Montri Fund), established and managed by CIMB-Principal Asset Management Company Limited.Following the complaint against Nakul Chaiyanil, a former fund manager who prepared the
(Thailand) Co., Ltd., (25) CIMB-Principal Asset Management Co., Ltd. and (26) Capital Link Asset Management Ltd.AIMC will cooperate with the SEC Office to organize seminars and workshops on the I Code
., Ltd. 8) Kasikorn Asset Management Co., Ltd. 9) Jitta Wealth Asset Management Co., Ltd. 10) Gmo Z.com Cryptonomics Thailand Co., Ltd. 11) Cgs-cimb
to abide by the Securities and Exchange Act, B.E. 2535 (1992) and the Derivatives Act, B.E. 2546 (2003). They must not have behavior for unfair trade. Examples are analyses with distorted
material particular, providing an investment analysis or a forward looking statement based on false or distorted data. It is imperative that the persons who give information or opinions to the public be