securities for dissemination to dealers and providing a system for matching orders placed between dealers or any systems to facilitate trading of securities between dealers. Clause 4 This Notification
used to the benefit of the executives. The program must be administered by an intermediary, such as a securities company, to make it clear that an outside person who does not have access to internal
treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false statements. Samples of matters beyond the SEC responsibility ● Matters under supervision
. Assessment criteria The assessment focuses on the whole process of AGM, starting from the dissemination of the meeting notice attached with details of the arrangement before, during and after the meeting
. Assessment criteria The assessment focuses on the whole process of AGM, starting from the dissemination of the meeting notice attached with details of the arrangement before, during and after the meeting
dissemination of false statements), the SEC may proceed through criminal fining or criminal complaint, and will disclose such case to the public in due course; ● Complaint or tip handling time depends on the
least one tenth of the paid-up share capital. Consideration of a matter outside the meeting agenda is permissible if proposed by at least one third of the attending shareholders with the voting right
least one tenth of the paid-up share capital. Consideration of a matter outside the meeting agenda is permissible if proposed by at least one third of the attending shareholders with the voting right
course of business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. Related Manuals/Guidelines Applying for a license in
course of business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. Related Manuals/Guidelines Applying for a license in