Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation have revealed that he confirmed with a customer that the RMF units the customer had bought in 2...
หนังสือแจ้งการจัดสรรหุ้นสามัญเพิ่มทุน (Translation) O.C.C. Public Company Limited Information Memorandum on Acquisition of Assets October, 2017 Information Memorandum on Acquisition of Assets O.C.C
Facebook Page ชื่อ Stock Exchange Fund : Unlicensed securities and derivatives business (Disclosure Date : 16/02/2024)
Facebook Page ชื่อ Thai Stock Fund : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
Facebook Page ชื่อ Thai Stock Fund : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
Facebook Page ชื่อ Stock and fund professional : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
Facebook Page ชื่อ Stock and Fund : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2024)
Facebook page ชื่อ Fund and Stock : Unlicensed securities and derivatives business (Disclosure Date : 07/08/2024)
ONE ASSET MANAGEMENT LIMITED|Retirement Mutual Fund : RMF | Offering Date : 03/12/2001 - 10/12/2001
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 21/04/2020 - 28/04/2020