Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Chai Sophonpanich for disclosing inside information for other persons to purchase shares of Bangkok
SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...
Offering and the Annual Registration Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021, the fee deduction measures will expire at the end of 2023. The SEC therefore
Rules and Procedures for Disclosing Reports and Information to the Public
) monitoring the investee companies closely and actively; (4) escalating stewardship activiities, when appropriate; (5) disclosing voing policy and the results of voting activities; (6) volunteering collective
Statement for Companies Disclosing Greenhouse Gas Emission Data, dated 10 March 2021. The fee deduction measures will expire at the end of 2023. To render continuing support to the measures, the SEC is
shareholders. The study on behaviors of the listed companies in the U.K. in making M&A decisions public, which is non-financial information, showed that the companies were cautious about disclosing non-financial
) Limited Dear Sir, According to Thai Wacoal Public Company Limited disclosing the credit guarantee to a related company to financial institution as shown in note no. 9 to the financial statements for the
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in
performance of PF/DF marketing agents, and (3) the compulsory seeking of clients? consent before disclosing their personal information. The consultation paper is available at www.sec.or.th. Stakeholders and