Section 108 Securities and Exchange Act B.E. 2535 Section 108. A securities company shall publish particulars or disclose any other information concerning the securities company in accordance with
issued for the former shareholder. It shall disclose total right and remain including condition of exercise the right and involved encumbrance. 22. Additional paid-in capital (discount on capital)) means
of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in the financial statements inaccurately or incompletely, the
each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
capabilities fully and cautiously with sufficient information and referable evidence; (c) members shall disclose to clients any case where the members have an interest, whether directly or indirectly, in any
offering1. In this regard, the Company shall disclose the following information: (1) Spending of the money obtained from each offering of equity or debt securities2. Spending Objectives Amount of Spent Money
of more than one product line or business group, disclose the income proportion of each in the table below, which shall include at least those contributing more than 10 percent of the total income in
: This Registration Statement for Securities Offering (Form 69-1) is the minimum information that the issuing company (“The Company”) is required to disclose. In preparing the Registration Statement, the
Office or the person designated by the SEC Office shall have the duty to disclose information concerning any derivatives trading, derivatives business operator, derivatives exchange, derivatives clearing
income, and clearly disclose the said analysis and legal opinion on the matter in the draft prospectus submitted with the application for the fund’s establishment. Division 2 Application Submission and the