Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)
Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)
long term, especially during the transition to a low-carbon economy for a climate-resilient future. Climate change-induced natural disasters have become more frequent and intense. Aside from direct
limitations of direct investment in other securities ● Provide tools or professional service providers to ensure that target investors understand risk and return of investment in the capital market and are able
Stop Query” information searching system for the SEC’s staff to conduct supervisory tasks External services ● Restructured SEC website to be more informative and user-friendly ● Facilitated online report
compliance and giving advice on how to improve the internal control system. For operational independence, the department is subjected to direct reporting to the Audit Committee. See details in the Audit
direct investment or indirect investment via mutual funds. The “Company or Juristic Partnership” has been redefined to include mutual funds which are subject to corporate income tax. 11. Consumer
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
potential to become Middle Income clients, KBank remains committed to acquiring new customers and seeking opportunities to do business with our partners to develop new user-friendly products and services in
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...