reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency ____________________ By virtue of Section 16/6 and
referential exchange rate and the currency used in the financial statements. Remarks : (1) In the case where the securities issuing company has changed its shareholding structure or the operational framework or
activities. Cash flow from financing activities means money arising from liabilities and owner’s equity or any other activities causing alteration of capacity and structure of the owner’s equity and borrowing
the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
Exchange Commission No. Kor Thor. 7/2539 Re: Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the
จะมีการเปลี่ยนแปลงดังกล่าวด้วย 2. การคำนวณเงินกองทุนสภาพคล่องสุทธิสำหรับสถานะเงินลงทุนรายการใดที่มีรูปแบบ นอกเหนือจากที่ได้กำหนดไว้ในคำอธิบายนี้ (non-standard characteristics) เช่น structure notes
determines the guideline, having obtained an approval from the SEC Office, regarding standards of business operation, management structure, operating system or service providing of an intermediary , the
, having obtained an approval from the SEC Office, regarding standards of business operation, management structure, operating system or service providing of an intermediary , the intermediary shall comply