securities for dissemination to dealers and providing a system for matching orders placed between dealers or any systems to facilitate trading of securities between dealers. Clause 4 This Notification
, embezzlement of company assets, conflicts of interests, or window dressing. Unfair treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false
investors in Thailand shall be prepared in accordance with the format and contents provided herein. On-going requirements of CIS Operator The followings are on-going requirements * for CIS Operator who
(for inbound only) Fact sheet of foreign ETF to be disclosed to investors in Thailand shall be prepared in accordance with the format and contents provided herein. On-going requirements of CIS Operator
to be disclosed to investors in Thailand shall be prepared in accordance with the format and contents provided herein. Please click here to view the fact sheet template. On-going requirements of
format and contents provided herein. Please click here to view the fact sheet template. On-going requirements of ARFP Operator The followings are on-going requirements for CIS Operator who makes
only) Fact sheet of ASEAN CIS to be disclosed to investors in Thailand shall be prepared in accordance with the format and contents provided herein . On-going requirements of CIS Operator The
has been completed; ● In case of unfair securities trading (such as price manipulation, insider trading, and dissemination of false statements), the SEC may proceed through criminal fining or criminal
. Assessment criteria The assessment focuses on the whole process of AGM, starting from the dissemination of the meeting notice attached with details of the arrangement before, during and after the meeting