regulator; (4) no any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there

net loss arising from selling each investments; e) total amount of net profit items and total amount of net loss arising which not occurred from the securities for trade. (6) Investments in the trouble

country or jurisdiction specified in the database in Clause 14(3); (2) a corporate client with complex shareholding or functional structures that may raise doubt or difficulty in determining the true