governmental agencies for the development of financial products and services, and supporting voluntary disclosure of anonymized data by the public and private sectors. The FinTech Act is expected to benefit the
key importance to overall economic outcomes. Policy makers also have a responsibility to put in place a framework that is flexible enough to meet the needs of corporations operating in widely different
their respective types of risks and facilitate development of different types of securities businesses. Pursuant to the current rules, the paid-up registered capital of securities companies and
Development (OECD Principles of Corporate Governance ปี 2004) และ ข้อเสนอแนะของธนาคารโลกจากการเข้าร่วมโครงการ Corporate Governance - Reports on the Observance of Standards and Codes (CG-ROSC) ตลาดหลักทรัพย์ฯ
benefits of the capital market. Expectations include: Provide opportunities for businesses to operate independently with an effective supervision system in place to ensure an orderly market; Be
business development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and Exchange Act B.E. 2535 (1992) Related notifications I Code Investment
business development SEC Roles Related organizations Related persons Sustainable development roadmap Rules/Regulations SEC Securities and Exchange Act B.E. 2535 (1992) Related notifications I Code Investment
system ● Put in place a “competency-based” management system for staff performance evaluation and development ● Adopted a “performance-based” rewards system, with an appropriate employee compensation
Secondary Market The Thai authorities place a priority to the development of the debt instrument market as another alternative for both the public and private sectors in mobilizing their funds. Effective debt
the personal data database of the SEC Office; 3.4 Data for verification from the Department of Business Development which will be stored in the personal data database of the SEC Office. 2. Purposes of