and Exchange Commission, Thailand (“SEC"), as a public agency with a mandate to supervise and develop the Thai capital market, has laid out the strategic plan for the year 2022 – 2024 to further support
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
Auditing Mechanism and Balances SEC Code of Ethics SEC Anti-Corruption Policy The SEC values Code of Governance As an agency with missions for promoting, developing and supervising the capital market
and stakeholders in supervising and developing a sustainable capital market, and to efficiently and effectively achieve the national missions within the scope of assigned authority and under the related
) The Subcommittee has a duty to propose policies and workplans for developing organizational governance, as well as frameworks for recruitment of officers, remuneration determination, and evaluate the
promulgated to support continuing development of instruments and transactions, namely the Derivatives Act B.E. 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007), the Emergency Decree on
of illegal practices in securities and derivatives markets. - enforcement authority and effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code
of illegal practices in securities and derivatives markets. - enforcement authority and effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code
, apart from the existing strict provisions on minority investors protection, more efforts are given to legal amendment to further protect investors and support the use of electronic systems in the
, apart from the existing strict provisions on minority investors protection, more efforts are given to legal amendment to further protect investors and support the use of electronic systems in the