Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
Federation of Accounting Professions to issue interpretations on six principles to plug this loophole, with more to follow. To tighten the enforcement of company directors’ behaviour, we set up a disciplinary
Committee Statement. (1) Supervisory Risks: To achieve supervisory objectives effectively, the SEC set up a risk management system that facilitates effective monitoring, assessing and handling of potential
trading and clearing and settlement of listed securities to the Securities and Exchange Commission, to be in line with international standards, (2) restructuring the SET Board of Governors structure to
principles for governments to follow in developing their regulatory frameworks, recognising the importance of supervisory, regulatory and enforcement authorities in ensuring effective implementation. Broad
Development Committeeé to formulate guidelines to develop the derivatives exchange, establish a development company to set up the exchange as well as manage and monitor the administration of the development
has the duty to ensure that all departments have set up their own risk management procedures consistent with one another; (2) Required all risk-exposed departments to draw contingency plans to minimize
for bad or doubtful debt. This is in line with the fact that the special purpose vehicle was not set up as profit making entity. 2. Proposed amendment to the Securities and Exchange Act B.E. 2535 (1992
Party transaction. SeA: securities and exchange Act 1992 SeC: securities and exchange commission of thailand SePO: state enterprise Policy office SeT: stock exchange of thailand. SfiS: specialized
unlisted companies. Corporate governance involves a set of relationships between a company’s management, its board, its shareholders and other stakeholders. Corporate governance also provides the structure