Thai Reporting Resault of Sales of Securities การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำ
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Thai Reporting Resault of Sales of Securities (exemption) × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์
Thai Reporting Resault of Sales of Securities (exemption) × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
name of the investment consultant. ● Name of Securities/derivatives intermediary or the employer of the unit seller such as commercial bank. ● Details of the behavior causing the complaint
Board Our Structure SHARE : Detail Content SEC Board The SEC Board oversees the overall capital market and formulates policies for promotion and development under the Securities and
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all