principles for governments to follow in developing their regulatory frameworks, recognising the importance of supervisory, regulatory and enforcement authorities in ensuring effective implementation. Broad
B.E. 2530 (1987) to be in line with the International Organization of Securities Commissions (IOSCO)?s principles, and to promote active engagement of market participants regarding securities business
arbitral process under the Derivatives Act B.E. 2546 (2003) in addition to the arbitral process under the Securities and Exchange Act B.E. 2535 (1992), it is deemed necessary to improve the processes and
Act B.E. 2546 (2003) in addition to the arbitral process under the Securities and Exchange Act B.E. 2535 (1992), it is deemed necessary to improve the processes and procedures for settlement of disputes
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access. SEC Deputy Secretary-General Tipsuda Thavaramara said: ?Making
, especially on investment policy and types of securities for investment, in an alignment with standards ● Simplified the preparation of prospectus and performance reports for easy understanding in plain
public and stakeholders in supervising and developing a sustainable capital market. The SEC administers the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act B.E. 2546 (2003), Trust for
Investment Alternatives for Investors ■ Promotion of New Types of Mutual Funds as Additional Vehicle for Investments ■ Revision of the Regulations Governing the Public Offering of Securities to Facilitate the