DAOL INVESTMENT MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 02/04/2021 - 08/04/2021
give more emphasis on this matter.” In this regard, SEC is proposing an amendment to the rules on renewal of approval for personnel in capital market businesses whereby an ESG course would be
SEC Secretary-General Pornanong Budsaratragoon, along with the SEC Management Team, held the joint meeting with AIMC President Chavinda Hanratanakool and senior executives from 26 asset management companies on 30 October 2023 at the SEC Building. The meeting’s discussion focused on policy directions to enhance competitiveness in conjunction with the development of asset management businesses towards sustainability goal, and the promotion of long-term savings to support the aging society, an impo...
Ethics of Investment Analyst 6 Former investment analyst on technical factors. 6 − Examination not required but must complete a full course or a refresher course for renewal of approval.7 Examination not
Page 2 of 12 Contents CONTENTS 2 INTRODUCTION 3 SOLAR BOND MARKET AND POTENTIAL FOR GROWTH 3 HOW MANY BONDS EXIST ALREADY? 3 HOW CAN BOND CERTIFICATION HELP GROW THE MARKET? 3 KEY ISSUES IN DEVELOPING
not required but must complete a derivatives knowledge course. − 4 Passed new curriculum of Certified Financial Planner (CFP).5 − ✓ − − 5 Approved or registered to perform similar duties to investment
) examination, or the Certified Financial Planner (CFP) program. − ✓ Except those having passed CISA Level 1 or higher. − Only those having passed CFP current curriculum2 must attend a derivatives training course
analyst on fundamental factors who obtained an approval by virtue of any qualifications other than No. 56 − Examination not required but must complete a full course or a refresher course for renewal of
analyst on fundamental factors who obtained an approval by virtue of any qualifications other than No. 46. − Examination not required but must complete a full course or a refresher course for renewal of
ขอ้หน่ึง ดงัน้ี Full course ไม่เกิน 2 ปี ในวนัยืน่ค าขอ Refresher course ไม่เกิน 2 ปี ในวนัยืน่ค าขอ และอบรมต่อเน่ืองอยา่งนอ้ย 1 คร้ัง ในทุกรอบ 2 ปีปฏิทินนบัแต่ปีท่ี ทดสอบผา่น กลุ่มที ่2 ผู้จดัการบ