Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a
sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities underwriter failed to comply with the rules, conditions and procedures as specified
Beyond Securities Puplic Company Limited Between June 2, 2020 and August 26, 2020, Beyond Securities Public Company Limited (Formerly named AEC Securities Public Company Limited) as a securities
Management?), failed to order or act his duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply
to order or act her duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply with the rules
KTBST Securities Public Company Limited Between September 20, 2016 and January 16, 2022 KTBST Securities Public Company Limited as a securities underwriter failed to comply with the rules, conditions
Mr.Thitiphat Thaveesin Mr.Thitiphat Thaveesin, Executive Vice President of Corporate Finance Solution/REIT Department, who is responsible for the operation of Daol Securities (Thailand) Public
Mr.Thitiphat Thaveesin Mr.Thitiphat Thaveesin, Executive Vice President of Corporate Finance Solution/REIT Department, who is responsible for the operation of Daol Securities (Thailand) Public
the debt owed by Mr. Suthat Suklert, who had agreed to take on the debt for Mr. Sutin Jaitham and Ms. Charuwan Bhusanabhibankup, to mislead the company's auditor into believing that the debtor