procedures on risk management as summarized below: (1) Established the Risk Management Division under the Research and Development Department to be responsible for formulating risk management policies, action
viability, the SEC Board laid out a policy and procedures for managing risks of market supervision and operation as summarized below: SEC Board Members Total Attendance/ No. of Meetings Minister of Finance
Assessment: The Detailed Country Assessment of the OECD Principles of Corporate Governance is summarized in the tables at the end of the report. The assessment is based on a methodology developed with the OECD
11th and ending 2001 strongly at 303. The average daily trading value rose to 6,440 million baht from 3,740 million baht in the previous year while the SET’s market capitalization increased from 1.28
principles were developed cov- ering implementation and enforcement, and mechanisms that should be established for parties to pro- tect their rights. However, the Principles seek to minimise the risk of over
have been achieved. The capital market has developed and gone through a major turnaround in support of the country’s economic revival and sustained growth. Such advancement was reflected in the increase
performing market in 2003. As of the end of 2003, the SET index stood at 772.15 representing an increase of 116.6% with average daily turnover of 18,908 million baht as compared to 8,357 million baht in 2002
for reform in individual countries. 4 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 The Principles were originally developed by the OECD in 1999 and last updated in 2004. The current review
reasons. You can contact the Data Protection Officer (DPO) of the SEC Office to submit a request to exercise the rights stated above (please refer to the contact details in “Contact Channels” below). You
Documents __________________ Clause 44 Each securities clearing house and central securities depository shall retain information and documents for the time periods prescribed below: (1) for information about