of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and
entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
other forms as specified in the notification of the SEC. 4 indicated amendment by the Securities and Exchange Act (No. 4) B.E. 2551 3 "securities company" means any company, or financial institution
under this Royal Enactment have the characterization of those of finance or credit foncier businesses, the special purpose juristic person shall be entitled to engage in those operations without a license
Decree. Section 4. The Minister of Finance shall be responsible for the execution of this Emergency decree. Chapter 1 General Section 5. The SEC shall have the following powers and duties under this
Minister of Finance shall be responsible for the execution of this Emergency decree. Chapter 1 General Section 5. [footnoteRef:3] The SEC shall have the following powers and duties under this Emergency
or stipulations otherwise issued under this Act come into force. SECTION 8. The Minister of Finance shall be in charge of the enforcement of this Act. Countersigned by: General Surayuth Julanont Prime
by the Minister to act in accordance with this Royal Enactment. “Minister” means the Minister in charge of the execution of this Royal Enactment. Section 4. The Ministry of Finance shall be responsible
, crude oil, or any other property as specified in the notification of the SEC with the approval of the Cabinet, excluding currencies. “variable” means any exchange rate, interest rate, financial index
, crude oil, or any other property as specified in the notification of the SEC with the approval of the Cabinet, excluding currencies. “variable” means any exchange rate, interest rate, financial index