limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine the unitholding proportion of any person or Associated Person
examine and co-sign the report of shares allocation to sponsors (form 81-1-IPO 200) to certify that “the company has a monitoring process for the allocation of IPO shares to sponsors which complies with
limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine the unitholding proportion of any person or Associated Person
program aims to examine the stability and soundness of the financial sector, as well as its potential contribution to the country's growth and development. The assessment covers various aspects of the
program aims to examine the stability and soundness of the financial sector, as well as its potential contribution to the country's growth and development. The assessment covers various aspects of the
the offering price is at a discount must examine the rules on offering of securities at a low price of PO Placement The number of shares being offered is calculated by The number of issued
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
monitoring performance are determined”. (G20/OECD Principles of Corporate Governance, 2015, p.9) 3. The Corporate Governance Code The CG Code has two main parts: Part 1: Principles and Sub-Principles Part
monitoring performance are determined”. (G20/OECD Principles of Corporate Governance, 2015, p.9) 3. The Corporate Governance Code The CG Code has two main parts: Part 1: Principles and Sub-Principles Part