The licensee to operate securities business in the category of investment advisory service shall commence securities business operation after the SEC Office, having completed its inspection, is of the
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
in form specified in the SEC’s Notification as published in the Government Gazette. Clause 11 The licensee to operate securities business in the category of private fund management shall commence
in form specified in the SEC’s Notification. Clause 10 The licensee to operate securities business in the category of mutual fund management shall commence securities business operation after the SEC
in form specified in the SEC’s Notification as published in the Government Gazette. Clause 11 The licensee to operate securities business in the category of private fund management shall commence
: Fairness of pricing and other consideration determined by comparing various types of calculation methods; Suitability of the conditions of transactions. Expressing views to the shareholders if they should
pricing of the RPT must be determined with reference to the market price; A clear contract and policy is made; Fair conditions for the transaction are set; There are other groups of shareholders that can
: Fairness of pricing and other consideration determined by comparing various types of calculation methods; Suitability of the conditions of transactions. Expressing views to the shareholders if they should