? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last
point by the date, but should also cover the list of funds that have failed to do so, which means funds that never reached the trigger point or able to but after the determined schedule.The amendments
earlier collected from the hearing on the guiding principles in January this year. Further revisions were also made to facilitate introduction of diverse investment choices in response to investors? demands
fintech expo and found a number of business operators who may be liable to undertaking securities business, derivatives business or digital asset business without license. Additional evidence was collected
be collected from certain types of transactions that are currently not subject to any fee. In addition, the rates of fee should be easily applied under the principle of ease of doing business, for
derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The
small units such as individual houses or condominium units.4. Asset appraisal must be made by an asset appraiser determined by SEC.In addition, SEC has improved the flexibility for a smart contract
points collected from both rounds will determine the final results. The award announcement ceremony will be held on Friday, 23 February 2018 at Sofitel Sukhumvit.Interested PVDs are welcome to join the
public policy and pre-determined criteria. This exemption rule would facilitate social enterprises in raising fund for their operation to achieve the objectives of promoting employment or solving social
SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of