for quality within the firm’ element, compared in three inspection cycles. In general, it can be concluded that most of listed companies’ audit firms reached the evaluation results in each element of

Notification, but there is a certain fact indicating that the purpose or the substance of such offering is to avoid any provision of the law on Securities and Exchange1 or this Notification; (2) the offer for

resolutions as follows; 1. Determined the schedule of the Extraordinary General Meeting of the Shareholders No. 1/2017 (“EGM No. 1/2017”) on Monday, November 13, 2017 at 2.00 p.m., which will be held at 3rd

economic substance and true performance. This is a protective mechanism for investors in the capital market and the reason why over the years the SEC has stressed the importance of continuous improvement of

B.E. 2546 (2003) prescribes that the form and terms of derivatives contracts to be traded on the derivatives exchange shall be approved in material substance by the SEC Office; therefore, by virtue of

and, in the long-term, achieving their nationally determined contributions, or investing in carbon dioxide removal (CDR) technologies such as direct air capture (DAC) with geological carbon storage

in English, the substance of which shall not be different from that in the Thai language including a statement to certify accuracy of the information. Clause 23 Reports to be submitted to the SEC

be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court

for an Offer for Sale of Debt Securities (No. 5) dated 28 March 2012. Clause 311 Unless otherwise specified in this Notification, the definitions determined in the Notification of the Securities and

language, the applicant shall proceed as follows: (1) certify that the substance of the translated information or documents has truly occurred or is in existence, and that there is no concealment of any fact