Finnomena Mutual Fund Brokerage Securities Company Limited Between March 23, 2021 and March 15, 2022 Finnomena Mutual Fund Brokerage Securities Company Limited ("Finnomena"), a Securities
Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system
Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide the work system including appropriate and
that time which was not consistent with the normal market conditions. Additionally, he continuously traded RICH shared which results in the purchase or sale of such securities which was not consistent
with the normal market conditions. Additionally, she continuously traded MILL shared which results in the purchase or sale of such securities which was not consistent with the normal market conditions
with the normal market conditions. Additionally, he continuously traded MILL shared which results in the purchase or sale of such securities which was not consistent with the normal market conditions and
shares had changed at that time which was not consistent with the normal market conditions. Additionally, she continuously traded MILL shared which results in the purchase or sale of such securities which
conditions. Additionally, he continuously traded MILL shared which results in the purchase or sale of such securities which was not consistent with the normal market conditions and such trading was made to
the normal market conditions. Additionally, he continuously traded MILL shared which results in the purchase or sale of such securities which was not consistent with the normal market conditions and