Determination of Securities Issuer Deemed as a Company

Guidelines on the Consideration of Definition “Company” under Section 89/1

Exemption for Filing of Registration Statement for Offer for Sale of Securities Issued by Foreign Company

Exemption from Submitting the Registration Statement In case of Non-public Offering Securities Issued by Foreign Company

Exemption from Submitting Registration Statement for Offer for Sale of Shares Issued by Foreign Company in case of Private Placement

Repeal of Notification of the Securities and Exchange Commission concerning Maintaining Capital of Securities Company in the Category of Securities Finance Business

Re: Moving of the Securities Company Office

Determination of Untrustworthy Characteristics of Company Directors and Executives

Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance

Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives