Content Establishment of Mutual Funds 1. Filing an application A mutual fund management company may submit an application for approval of the establishment of retail fund and mutual fund for
Content Establishment of Mutual Funds 1. Filing an application A mutual fund management company may submit an application for approval of the establishment of retail fund and mutual fund for
interests Principles : Controlling persons or those who have influence on a listed company (directors, executives and majority shareholders) have personal interests (both directly and indirectly) that may
holders of the business; Identifying advantages/disadvantages if the shareholders reject the tender offer, in case of a tender offer by a company that is delisting from the stock exchange. For a
holders of the business; Identifying advantages/disadvantages if the shareholders reject the tender offer, in case of a tender offer by a company that is delisting from the stock exchange. For a
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
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the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
management of private funds for a client: (1) A client of a private fund shall comprise private individuals/a group of persons with a number of not over 35 persons; (2) The private fund management company