. Mutual fund management 6. Private fund management Regulatory Principles Paid-Up Registered Capital The objectives for the determination of minimum paid-up registered capital
Commission No. KorJor. 17/2551 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities The Notification of the Securities and Exchange Commission No. KorChor. 18
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
: Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing
: Determination of Additional Type of Securities The Notification of the Capital Market Supervisory Board No. TorJor. 33/2551 Re: Application and Approval for Offering of Newly Issued Underlying Shares for
supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign
Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality of financial report to ensure that public disclosure of financial report is accurate, transparent
Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities, dated December 15, 2008 (B.E. 2551), the
of the Securities and Exchange Commission No. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed Derivatives Exchange The Notification of the Securities and Exchange
of the Securities and Exchange Commission No. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed Derivatives Exchange The Notification of the Securities and Exchange