DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
Section 14 Securities and Exchange Act B.E. 2535 Section 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities
Commission concerning Determination regarding Definition of Institutional Investor and High Net Worth Investor. “high net worth investor” means a high net worth investor under the Notification of the
Commission concerning Determination regarding Definition of Institutional Investor and High Net Worth Investor. “high net worth investor” means a high net worth investor under the Notification of the
management, operational management and internal control system which at least shall contain: (a) the policy and measure in writing; (b) the determination and amendment of such policy and measure each time has
terms as specified in the Notification of the Securities and Exchange Commission concerning determination of definitions of institutional and high net worth investors; “foreign collective investment
investor” and “high net worth investor” shall have the same meaning as the terms specified in the Notification of the Securities and Exchange Commission concerning Determination regarding Definition of
investor” and “high net worth investor” shall have the same meaning as the terms specified in the Notification of the Securities and Exchange Commission concerning Determination regarding Definition of
investor under Section 3 and the Notification of the Securities and Exchange Commission concerning Additional Determination of Type of Juristic Person Classified as Institutional Investors. Chapter 1
investor under Section 3 and the Notification of the Securities and Exchange Commission concerning Additional Determination of Type of Juristic Person Classified as Institutional Investors. Chapter 1