resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
Commission No. KorJor. 17/2551 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities The Notification of the Securities and Exchange Commission No. KorChor. 18
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
: Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing
: Determination of Additional Type of Securities The Notification of the Capital Market Supervisory Board No. TorJor. 33/2551 Re: Application and Approval for Offering of Newly Issued Underlying Shares for
of directors but not less than three persons. The audit committee consists of at least three persons and at least one person must have adequate knowledge to review the reliability of financial
Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities, dated December 15, 2008 (B.E. 2551), the
of the Securities and Exchange Commission No. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed Derivatives Exchange The Notification of the Securities and Exchange
of the Securities and Exchange Commission No. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed Derivatives Exchange The Notification of the Securities and Exchange
or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in