Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities.  To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows:  (1)  being bills of ex...

 Cyber Resilience Principles for Board of Directors

annual workshop titled, "Cyber Resilience Leadership: Mission for Embracing the Future of AI & Cybersecurity," to enhance cybersecurity knowledge among executives in the financial industry. This event

The 31st ASEAN Capital Markets Forum (ACMF) Meeting today in Phuket discussed the progress of ACMF initiatives on sustainability, connectivity and resilience. The initiative on developing a Roadmap

ความมั่นคงปลอดภัยไซเบอร์ของภาคการเงิน ประจำปี 2565 ภายใต้ชื่องาน “Cyber Resilience Leadership : SMART Goal” ซึ่งจัดต่อเนื่องเป็นปีที่ 3 โดยนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. เป็นประธานกล่าว

Determination of an Additional Type of Securities

Determination of Fees for Undertaking Business of Licensed Derivatives Exchange

Determination of Undertaking not Deemed as a Derivatives Dealer

Determination of Characteristics of Bills Deemed as Securities (No. 2)

Determination of Additional Types of Securities (No. 8)