Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of
Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of
as well as the risks causing the members to make additional placement of margin or other assets. Clause 8 The derivatives clearing house shall procure funds for intraday liquidity in order to manage
additional placement of margin or other assets. 3 Clause 8 The securities clearing house shall procure funds with intraday liquidity in order to manage the liquidity risk. Clause 9 For the purpose of
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
recommendation on investment in infrastructure assets, as well as to manage infrastructure assets invested in by the trust. The investment committee under Paragraph 1 shall consist of the following persons: (1
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees
determination of value of acquisition assets Is the price that comes from the agreement between the buyer and the seller using the average closing price of SET 30 days before the date of the transaction amount
Determination of the Date of Extraordinary General Meeting of Shareholders No. 1/2018 To: President The Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Offering of Newly Issued Ordinary