. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5
and provide service as a securities trading center must apply for a license from the SEC Board. The application must be jointly made by not less than 15 securities companies. The securities trading
and provide service as a securities trading center must apply for a license from the SEC Board. The application must be jointly made by not less than 15 securities companies. The securities trading
. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses The Notification of the Securities and Exchange Commission No. GorMor. 17/2561 Re: Determination of fees for
. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses The Notification of the Securities and Exchange Commission No. GorMor. 17/2561 Re: Determination of fees for
The Notification of the Securities and Exchange Commission No. KorMor. 15/2555 Re: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
in the Category of Investment Advisory Service B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing
Commission No. KorJor. 17/2551 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities The Notification of the Securities and Exchange Commission No. KorChor. 18
: Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing