Exchange of Thailand As defined in the Securities and Exchange Act B.E. 2535 (1992), the SET's primary roles are : 1. To serve as a center for the trading of listed securities, and to provide the
Exchange of Thailand As defined in the Securities and Exchange Act B.E. 2535 (1992), the SET's primary roles are : 1. To serve as a center for the trading of listed securities, and to provide the
stress the importance of practices in compliance with the international standards, so that the Thai capital market will be developed towards greater efficiency, trustworthiness, gaining recognition and
cases of corporate fraud; Supervising business operators to take care of investors with fair and reliability; Educating and warning investors to ensure they have sufficient knowledge for decision making
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
at both individual auditor level and firm level. In order to enhance quality and reliability of the financial disclosure system of the entities and auditors, the SEC has revised the rules on approval
transferable securities was the main activity than the budding primary market where businesses issued securities for public offerings. Also a concern at the initial stage of development was the overlapped market
experience in reviewing the reliability of financial statements. Rights of Shareholders and Institutional Investors “Shareholders” are considered company’s owners who control the company indirectly by
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of