an approval. The following qualifications will be considered: 1. Features [3] and the name of instruments comply with the requirements. 2. The transfer restriction is registered, including features of
application for approval thereof with the SEC Office within the period of time and in form as specified in the SEC’s Notification as published in the Government Gazette. Application for approval under the first
of instruments comply with the requirements. 2. The transfer restriction is registered, including features of bonds, draft terms and conditions and a bondholders' representative appointment agreement
> Regulations > Fundraising > Debt Instrument > Offering of debt securities by Thai government agencies Regulations SHARE : Detail Content Debt Securities Offering of Debt Securities by Thai Government
period of time and in form as specified in the SEC’s Notification as published in the Government Gazette. Application for approval under the first paragraph shall be filed together with supplementary
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
filed with the SEC via the SEC office in form and together with supplementary documents specified in the SEC’s Notification as published in the Government Gazette. Clause 3 The SEC shall recommend
obtaining the Minister’s approval in form and together with supplementary documents specified in the SEC’s Notification as published in the Government Gazette. Where the approved person fails to establish
(“HK-TH MRF") aims to facilitate cross-border offerings of funds between Hong Kong SAR and Thailand with a view to enriching the types of financial products offered and deepening the mutual access