operation instantly when encounter it such as disable, delete out from the system or change the password etc.. [M] 4. Security of the computer server. · Having method or compliance guideline for inspect the

(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...

period, as previously issued, included a qualified opinion, a disclaimer of opinion, or an adverse opinion and the matter which gave rise to the modification is unresolved ( 2.3.1 corresponding figures are

circumstance that gives rise to justifiable doubts as to their impartiality or independence, the respondent shall submit a letter of challenge together with the reason for the challenge as per Form OrYor. 6

audit and counterbalance the operation and to prevent any transactions which may give rise to a conflict of interest, including keeping documents and evidence relating to the operation to facilitate the

information among work units and personnel; and internal control measures to audit and counterbalance the operation and to prevent any transactions which may give rise to a conflict of interest, including

giving rise to damage to the reputation or the financial condition or the business operation or the customers of such business. Clause 5. In applying for an approval to act as a mutual fund manager, the

ใน FAQ ฉบับประมวล ข้อ 9.4] 39 หลักฐานการใช้งานแฟ้มข้อมูล (audit log) เช่น read, write, copy และ delete เป็นต้น ตามประกาศว่าด้วยแนวทางปฏิบัติสำหรับการกำหนดนโยบาย มาตรการ และระบบงานที่เกี่ยวกับการการะทำ

delete ได้ให้ตรงกับข้อเท็จจริงของบริษัท และสามารถจัดเตรียมข้อมูลในรูปแบบเอกสารแนบสำหรับแต่ละข้อได้ · นำส่งเอกสารตามที่ระบุในการจัดเตรียมเอกสารของแต่ละหัวข้อเป็นเอกสารแนบ หมายเหตุ การพิจารณาความพร้อมของระบบ

units, of which their functions constitute or may give rise to conflicts of interest, from other units and personnel, and specifying the work procedures of those units and personnel for preventing