Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration
Exchange and entirely dedicated to sustainability-focused financial instruments such as bonds and funds to facilitate information access for investors. SEC is planning to develop an information platform
derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015. The draft amendments have
decisions on the client's behalf for a period of time. {A} admitted that the client allowed her to make trading decision to adjust the transferred securities from another securities company and she kept
’ problems and have ideas for solutions and teams must be dedicated to have ideas come true. Sufficient budget is also required to run business.” Before the end, Mr. Poramin Insom said “The most important
, and encouragement would be given to business operators to be able to adjust and expand their business. Accordingly, SEC will give priority to the participation of the business sector in giving
, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without
audit firm; (2) To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the
“As the global community confronts the unprecedented challenges of climate change, CFA Institute and CFA Society Thailand are dedicated to providing the highest quality education and resources for our
SEC is dedicated to building a capital market ecosystem that supports sustainable growth, with a focus on raising businesses’ awareness and integration of the ESG principles into their operation in line